LAWS 3007 Banking and Securities Law
Credit Points 10
Legacy Code 200697
Coordinator Tuan Sappideen Opens in new window
Description This unit examines the banker customer relationship, the taking and enforcement of security for credit, and the regulation of banks and non bank financial institutions nationally and internationally. Examined are 1. secured financing, 2. the regulation of bank solvency: central banks and the Bank for International Settlements, 3. Infrastructure of financial markets, 4. International financial instruments.
Student Contribution Band HECS Band 4 10cp
Check your HECS Band contribution amount via the Fees page.
Level Undergraduate Level 3 subject
Pre-requisite(s) LAWS 3045
- Demonstrate comprehensive knowledge of the field and explain, identify and critically evaluate the key concepts, policies and issues on defined topics.
- Apply an understanding of the relevant legal concepts and aspects of policy analysis to analysing and solving practical problems and theoretical legal issues in a clear, logical and effective way.
2.The implications of the banker-customer relationship.
3.Secured financing (law relating to the granting, acceptence, and guarantee of securities, letters of credit and the like)
4.International funds transfers
5.Impact of the Personal Properties Securities Act
6.Bank capital adequacy requirements
7.Infrastructure and clearance systems.
8. Financial instruments
10.Derivatives (Options and Futures, SWAPS)
The following table summarises the standard assessment tasks for this subject. Please note this is a guide only. Assessment tasks are regularly updated, where there is a difference your Learning Guide takes precedence.
|Intra-session Exam||2,500 words||45||N||Individual|
|Final Exam||2,500 words||45||N||Individual|
- Hal S Scott and Anna Gelpern, International Finance, Transactions, Policy and Regulation (Foundation Press, 20th ed, 2014)