FINC 3022 Banking and Finance
Credit Points 10
Coordinator Sean Toohey Opens in new window
Description Banking and Finance provides students with an understanding of modern banking by identifying the main types of risk confronted by banks and applying relevant techniques to measure and manage those risks. Students will recognise that the risks faced, and the methods and markets through which these risks are managed, are similar for the managers of other types of financial institutions such as building societies, investment banks and insurance companies as well as, to some extent, non-financial corporates. Consequently, the subject will prepare students for careers throughout the financial services sector and will also be beneficial for other business professionals.
School Business
Discipline Banking and Finance
Student Contribution Band
Check your fees via the Fees page.
Level Undergraduate Level 3 subject
Equivalent Subjects FINC 3001
Learning Outcomes
After successful completion of this subject, students will be able to:
- Explain the unique role and characteristics of banks and financial institutions.
 - Analyse the challenges and opportunities related to Indigenous communities' access to modern banking and financial services.
 - Measure and manage the primary risks faced by financial institutions.
 - Articulate the principles and practices of bank capital management.
 - Examine and orally report on a key aspect of the financial services industry as part of a team.
 
Subject Content
- Banks and the financial services industry (including Indigenous Communities' Access to Banking)
 - Risks of financial institutions
 - Interest rate risk measurement
 - Managing interest rate risk
 - Market risk
 - Credit risk
 - Liquidity risk
 - Liability and liquidity management
 - Capital management and adequacy
 
Assessment
The following table summarises the standard assessment tasks for this subject. Please note this is a guide only. Assessment tasks are regularly updated, where there is a difference your Learning Guide takes precedence.
| Type | Length | Percent | Threshold | Individual/Group Task | Mandatory | 
|---|---|---|---|---|---|
| Presentation | 15 minutes | 20 | N | Group | N | 
| Report | 1500 words | 40 | N | Individual | N | 
| Final Exam | 2 hours | 40 | N | Individual | N | 
Prescribed Texts
- Saunders, A., Cornett, M. M. and Erhemjamts, O. 2021. Financial Institutions Management, 10th (or latest) edn, McGraw-Hill, New York.
 
Teaching Periods
Autumn (2026)
Parramatta City - Macquarie St
On-site
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Vietnam Session 2 (2026)
Vietnam
On-site
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Vietnam Session 3 (2026)
Vietnam
On-site
Subject Contact Sean Toohey Opens in new window
